Regulatory & Financial Services

Today's commercial and financial worlds face a myriad of ever-increasing rules and enforcement powers.

The regulation of the financial markets and the corporate governance framework within which commercial enterprises and financial institutions operate, expose them to a raft of enforcement powers and disciplinary or criminal law sanctions.

Our specialist regulatory and financial services team has contributed significantly to legal developments in this constantly developing area. We have multi-disciplinary experience and are widely admired for our expertise in dealing with inquiries and disciplinary sanctions imposed by Regulators, including the Financial Services Authority and professional governing bodies.